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Comment Letter: Policy on No-Action Letters and the CFPB Product Sandbox
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Michael Piwowar, PhD
Executive Vice President, Milken Institute Finance
Michael S. Piwowar, PhD, is the executive vice president of Milken Institute Finance. Piwowar served as a commissioner at the US Securities and Exchange Commission (SEC) from August 15, 2013, to July 6, 2018.
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In this letter, we provide initial reactions and thoughts with regards to both the proposed policy on No-Action Letters (NALs) and the Product Sandbox proposal, and propose several recommendations to further strengthen the proposal.
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